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SEFA Tutorial

Lesson 3: Overview of Classifying Federal Funds

This lesson provides a conceptual understanding of the various classifications of federal funds that are applicable to the SEFA web application and USAS. Additional information is available on the AFR website’s Federal Pass-Throughs page.

Federal Revenue and Federal Expenditures: Direct vs. Pass-through

Federal funds are classified as either a:

  • Federal revenue or federal expenditure
    –AND–
  • Direct or pass-through transaction

Additionally, a pass-through transaction is further classified as either an:

  • Interagency pass-through
    –OR–
  • NSE pass-through

These classifications are important to understand for properly entering federal revenue and expenditure data in the SEFA web application and in USAS.

Federal revenue may be received:

  • Directly from a federal awarding agency
    –OR–
  • Indirectly from another non-federal entity

Federal expenditures may be:

  • Spent by the receiving agency
    –OR–
  • Passed-through to another non-federal entity

For both federal revenue and federal expenditures, the non-federal entity may be an NSE or another agency.

Each federal revenue transaction entered into the SEFA web application must disclose whether the revenue transaction is either a:

  • Direct transaction
  • NSE pass-through transaction
  • Interagency pass-through transaction

While SEFA identifies federal NSE pass-through revenue, USAS classifies this as direct federal revenue. This means that in USAS, entries made for both direct and NSE pass-through federal revenue MUST be made using a direct federal revenue COBJ. Interagency pass-through federal revenue entries must use either COBJ 3971 for non-operating revenue or COBJ 3978 for operating revenue. For a list of revenue COBJs (including federal revenue COBJs), see the Comptroller Manual of Accounts: Comptroller Object Codes.

Next: Classifications of Federal Revenues in SEFA and USAS